SOLUTIONS
Powerful tools for compliance management
Control enterprise risk, manage fraud, and access real-time data with powerful compliance tools that make risk management seamless.
Control enterprise risk, manage fraud, and access real-time data with powerful compliance tools that make risk management seamless.
Sophisticated compliance features and tools to ensure that your organization manages risk without time-consuming processes.
Manage compliance processes with robust data at your finger tips. A unified platform that integrates portfolio management, trading, client data, delivering a powerful compliance 360 view.
Tailor your own delivery, frameworks and data with a few clicks. Simply create custom analytics or use pre built reports within the portal.
Integrated compliance platform with robust reporting including: high risk clients, suspicious transactions, audit logs and more. Automated notifications and reports delivered to compliance teams.
Fight fraud in real-time through a built in suspicious transaction monitoring and screening solution. You simply need to:
Monitor client profiles, ongoing suitability, Investor Policy Statements and fraud risk controls. Easily identify when client values are out of bounds.
Update a client’s profile with restrictions and know with confidence that the rest of the platform has the appropriate information.
